“We strive to serve our clients to achieve their investment goals through our experienced professionals, regional expertise and robust investment platforms”
Carlos N. Martin / Chief Executive Officer
WHO WE ARE
BAC Florida Investments Corp. (BFI) is a registered broker dealer with the U.S. Securities and Exchange Commission (SEC), a member of the Securities Investment Protection Corporation (SIPC), and a Financial Industry Regulatory Authority (FINRA) member firm.
BFI is a majority-owned subsidiary of BAC Florida Bank®, a state chartered Bank regulated by the FDIC and a member of Grupo Pellas. BFI maintains a fully disclosed clearing agreement with Pershing LLC, a wholly-owned subsidiary of the Bank of New York Mellon Corporation.
Carlos N. Martin
Chief Executive Officer
Managing Director and Chief Compliance Officer
Head, Institutional Sales & Trading
Manuel De Pena
Head, Brokerage Service Team
Chief Financial Officer and Chief Operations Officer
Broker dealer services and investment products offered by BAC Florida Investments Corp., a majority-owned subsidiary of BAC Florida Bank®, are not FDIC insured; these products are not a deposit or other obligation of or guaranteed by BAC Florida Bank® or any federal government agency. These products are subject to investment risk and may lose value. BAC Florida Investments Corp. is a SEC registered broker-dealer, and member of FINRA and SIPC.
Let’s start a conversation. We invite you to connect with our Investment Team.
BAC Florida Investments Corp. US Registered Broker Dealer (SEC); Member of FINRA / SIPC
*Broker-dealer services are provided by BAC Florida Investments Corp., and not by BAC Florida Bank®. Securities products purchased or sold in a transaction are: (i) not insured by the Federal Deposit Insurance Corporation (“FDIC”), (ii) not deposits or other obligation of BAC Florida Bank® and are not guaranteed by BAC Florida Bank®; and, (iii) subject to investment risk, including possible loss of the principal invested.
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